Regulatory Compliance

Our specialists add value to organisations by strategically integrating Compliance into their day to day business operations so as to form an ethical and operational backbone against which the business is managed. This ensures that regulatory risk is understood in terms of the universe of applicable laws, regulations and codes of conduct to which the organisation must comply with.

At PwC, our team of experienced individuals can help you:
  • Establish and implement a Compliance strategy.
  • Establish a Compliance risk and Governance model or framework.
  • Establish a compliance function.
  • Conduct an end to end review of existing compliance functions, by, among others, assessing:
    1. The adherence to governance policies and procedures;
    2. The identification and measuring of regulatory risks;
    3. Mapping of controls to relevant regulatory requirements and recording this in a risk management plan;
    4. The compilation of a compliance manual;
    5. Monitoring the effectiveness of controls and reporting thereon; and
    6. Structures implemented to pro-actively manage regulatory changes.
  • Train directors, senior executives and employees on topics ranging from specific aspects of compliance to regulatory expectations and industry trends.
  • Provide financial Advisory and Intermediary Services Act-related compliance assistance.